One of my favorite authors among Software Architects, IBM Fellow Grady Booch, made this reference to AlphaGo, IBM’s program built to play the board game *Go*, in April of 2016:

"...there are things neural networks can't easily do and likely never will. AlphaGo can't reason about why it made a particular move." – Grady Booch

Grady went on to refer to the concept of “Hybrid A.I.” as a means of developing systems that can make complex decisions requiring the processing of huge datasets, while still being able to explain the rationale behind those decisions.

While not exactly the type of system Grady was describing, it reminded me of a solution I was involved with creating that ultimately became a hybrid of an iterative, imperative system and a combinatorial optimization engine. The resulting solution was able to both determine the optimum solution for a problem with significant data requirements, while still being able to provide information to support the decision, both to prove it was correct, and to help the users learn how to best use it.

The problem looked something like this:

There are many possible ways to allocate work assignments among employees. Some of those allocations would not be legal, perhaps because the employee is not qualified for that assignment, or because of time limits on how much he or she can work. Other options may be legal, but are not ideal. The assignment may be sub-optimal for the employee who may have a schedule conflict or other preference against that particular assignment, or for the company which may not be able to easily fill the assignment with anyone else.

The complexity in this problem comes from the fact that this diagram is different for each employee to be assigned. Each employee has their own set of preferences and legalities, and the preferences of the company are probably different for each employee. It is likely that many employees will not be able to get an assignment that falls into the “Ideal Solution” area of the drawing. If there were just a few employees and a supervisor was making these decisions, that person would have to explain his or her rationale to the employees who did not get the assignments they wanted, or to the bosses if company requirements could not be met. If an optimization solution made the decisions purely on the basis of a mathematical model, we could be guaranteed the best solution based on our criteria, but would have no way to explain how one person got an assignment that another wanted, or why company preferences were ignored in any individual case.

The resulting hybrid approach started by eliminating illegal options, and then looking at the most important detail and assigning the best fit for that detail to the solution set. That is, if the most important feature to the model was the wishes of the most senior employee, that employee’s request would be added to the solution. The optimization engine would then be run to be sure that a feasible solution was still available. As long as an answer could still be found that didn’t violate any of the hard constraints, the selection was fixed in the solution and the next employee’s wishes addressed. If a feasible solution could not be found using the selected option, that selection would be recorded along with the result of the optimization and the state of the model at the time of processing. This allows the reasoning behind each decision to be exposed to the users.

A very simplified diagram of the process is shown below.

Each time the green diamond testing “Is the solution still feasible?” is hit, the optimization model is run to verify that a solution can be found. It is this hybrid process, the iterative execution of a combinatorial solution engine, that gives this tool its ability to both answer the question of *how to do things*, while also being able to answer the question of *why it needs to be done this way*.

Like Grady, I expect we will see many more examples of these types of hybrids in the very near future.

The slide deck for my presentation on Optimization for Developers (A Developer’s Guide to Finding Optimal Solutions) can be found here. I hope that if you attended one of my code camp sessions on the topic, you enjoyed it and found it valuable. I am happy to accept any feedback via Twitter.

Dynamic Programming (DP) is a mathematical tool that can be used to efficiently solve certain types of problems and is a must-have in any software developer's toolbox. A lot has been written about this process from a mathematician's perspective but there are very few resources out there to help software developers who want to implement this technique in code. In this article and the companion conference talk "Dynamic Optimization - One Algorithm All Programmers Should Know", I attempt to demystify this simple tool so that developer's can implement it for their customers.

### What is Combinatorial Optimization?

Mathematical or Combinatorial Optimization is the process of finding the best available solution to a problem by minimizing or eliminating undesirable factors and maximizing desirable ones. For example, we might want to find the best path through a graph that represents the roads and intersections of our city. In this case, we might want to minimize the distance travelled, or the estimated amount of time it will take to travel that distance. Other examples of optimization problems include determining the best utilization of a machine or device, optimal assignment of scarce resources, and a spell-checker determining the most likely word being misspelled.

We want to make sure that we do not conflate combinatorial optimization with code optimization. It is certainly important to have efficient code when running an optimization algorithm, however there are very different techniques for optimizing code than for optimizing the solution to a problem. Code optimization has to do with the efficiency of the implementation whereas combinatorial optimization deals with the efficiency of the algorithm itself. Efficiency in both areas will be critical for solving problems in large domains.

### What is Dynamic Programming?

Ultimately, DP is just a process, a methodology for solving optimization problems that can be defined recursively^{1}. It is really about a way of attacking a problem that, if it were addressed naïvely, might not produce the best possible answer, or might not even converge to a solution in an acceptable amount of time. Dynamic Programming provides a logical approach to these types of problems through a 2-step process that has the effect of breaking the problem into smaller sub-problems and solving each sub-problem only once, caching the results for later use^{2}.

The steps in the process are as follows:

- Fill out the cache by determining the value of each sub-problem, building each answer based on the value of the previous answers
- Use the values in the cache to answer questions about the problem

Since we fill-out the entire cache for each problem^{3}, we can be 100% certain that we know what the best possible answers to the questions are because we have explored all possibilities.

### Dynamic Programming in Action

Let's look at one of the canonical types of problems that can be solved using Dynamic Programming, the knapsack problem. A knapsack problem occurs in any situation where you have a limited capacity that can be consumed by a number of different possible options. We need to look for the best fit and optimize for the maximum based on the definition of value in our problem. This class of problem gets its name from the story of the archeologist in the collapsing ruin. She has a knapsack that can hold a known weight without tearing and she needs to use it to rescue artifacts from the ruin before it collapses entirely. She wants to maximize the value of artifacts she can save, without exceeding the capacity of her knapsack, because it would then tear and she wouldn't be able to carry anything.

We can solve this type of problem using Dynamic Programming by filling-out a table that holds possible capacities, from 0 to the capacity of our known knapsack, and each of the possible items to use to fill that space, as shown below.

In this example, there are 3 items with weights of 4, 5 and 2. These items have values of 5, 6 and 3 respectively and can be placed in a knapsack with capacity of 9. The leftmost column of the table represents the capacities of knapsacks from 0, up to and including the capacity of our knapsack. The next column represents the best value we would get in the knapsack if we had the option of putting 0 items in our knapsack. The next, the best value if we had the option of taking the 1st item, the next column, the option to take the 2nd item on top of any previous items, and so forth until we complete the table. As you can see, the most value we can get in our knapsack with the option of picking from these 3 items is 11, as found in the last row of the last column. That is, the cell that represents a knapsack with our known capacity, with the option to chose from all of the items.

To calculate each of these cells, we build on the values calculated earlier in the process. For the 1st column, it is easy. If we can chose no items, the value of the items in our knapsack is always 0. The rest of the cells are calculated by determining the greater of the following 2 values:

- The value if we didn't take the current item, which is always the value of the same capacity knapsack from the previous column
- The value if we took the current item, which is the value of the current item, added to the value of the knapsack from the previous column if the weight of the current item were removed

So, for the cell in the column labeled "1" with a knapsack capacity of 6, we take the greater of:

- 0, since we wouldn't have any items in the knapsack if we chose not to take the item
- 5, the value of the current item, added to the value of the other items in the knapsack, which was previously empty

For the cell in column "2" with a knapsack capacity of 9, we take the greater of:

- 5, which is the value of the knapsack with capacity 9 from column "1" indicating that we didn't take the 2nd item
- 11, which is the value of the current item added to the best value of the knapsack with capacity 4 (subtract the weight of our current item from the capacity of the current knapsack) with the option of taking only the previous items.

Each cell in the table can be filled out by doing these simple calculations, 1 addition and 1 comparison, using the values previously calculated as shown in the annotated table below.

So we've filled out the table and know, from the cell in the bottom right that the maximum value we can get from this knapsack with these items is 11. Great, but that only answers the question of maximum value, it doesn't tell us which items are chosen to achieve this value. To determine that, we need to work backward from the known best value.

Starting at the known best value in the bottom-right cell, we can look one cell to the left to see that the value there is the same. Since we know that taking an item would increase the value of the knapsack, we can know that we must not have chosen to take the item in the last column. We can then repeat the process from there. From the bottom cell in the column labeled "2", we can look left and see that the value in the previous column did change, so we know we need to take the item in column "2" to get our maximum value. Since we know that item 2 had a weight of 5, we can subtract that from the capacity of our knapsack, and continue the process from that point, knowing that we now only have 4 more units of capacity to work with. Comparing the item in the column labeled "1" and a knapsack capacity of 4 with the value of the equivalent knapsack in column "0", we can see that we need to include item 1 in our knapsack to get the optimum result.

### What did we actually do here?

There is no magic here. All we did was take a problem that we could describe in a recursive way, and implement a process that used easy calculations that built upon the results of previous calculations, to fill-out a data cache that allowed us to answer the two primary questions of this problem:

- What is the maximum value of the knapsack with capacity 9 and the option to take the 3 previously described items up to the capacity of the knapsack?
- Which items of the 3 do we need to take to achieve the maximum value described in question

You can probably see that if both axes of this table, the capacity of the knapsack, and the number of items we can chose from, are extremely large, we may run into memory or processing-time constraints when implementing this solutions. As a result, this may not be the best methodology for solving problems where both the capacity of the knapsack and the number of items is extremely high. However, if either is a reasonable number, Dynamic Programming can produce a result that is guaranteed to be the optimum solution, in a reasonable amount of time.

### Continue the Conversation

I am happy to answer questions or discuss this further. Ping me on Twitter with your comments or questions. I'd love to hear from you. I am also available to deliver a talk to your conference or user group on this or other topics. You can contact me via my blog, Cognitive Inheritance.

^{1} In mathematical terms, DP is useful for solving problems that exhibit the characteristics of Overlapping Subproblems and Optimal Substructure. If a problem is able to be described recursively, it will usually exhibit these traits, but the use of the recursion concept here is a generalization to put the problem in software developer's terms.

^{2} The process of storing a value for later use is known in mathematics as memoization, an operation which, for all intents and purposes, is equivalent to caching.

^{3} Variants of certain DP algorithms exist where the process can be cut-off under certain conditions prior to fully populating the cache. These variants are not discussed here.

I recently started working on a set of open-source projects for Code Camps and other community conferences with my friend Rob Richardson (@rob_rich). In addition to doing some good for the community, I expect these projects, which I will describe in more detail in upcoming posts, to allow me to experiment with several elements of software development that I have been looking forward to trying out. These include:

- Using Git as a source control repository
- Using nUnit within Visual Studio as a test runner
- Solving an optimization problem in C#
- Getting to work on a shared project with and learning from Rob

As an enterprise developer, I have been using MSTest and Team Foundation Server since they were released. My last experience with nUnit was probably about 10 years ago, and I have never used Git before. My source control experience prior to TFS was in VSS and CVS, and all of that was at least 6 or 7 years ago.

So far, I have to say I'm very pleased with both Git for source control, and nUnit for tests. Honestly, other than for the slight syntactical changes, I really can't tell that I'm using nUnit instead of MSTest. The integration with Visual Studio, once the appropriate extensions are added, is seamless. Using Git is a bit more of a change, but I am really liking the workflow it creates. I have found myself, somewhat automatically, committing my code to the local repository after each step of the Red-Green-Refactor TDD cycle, and then pushing all of those commits to the server after each full completion of that cycle. This is a good, natural workflow that gives the benefits of frequent commits, without breaking the build for other developers on the project. It also has the huge advantage of being basically unchanged in a disconnected environment like an airplane (though those are frequently not disconnected anymore).

The only possible downside I can see so far is the risk presented by the fact that code committed to the local repository, is not yet really safe. Committing code has historically been a way of protecting ourselves from disc crashes or other catastrophes. In this workflow, it is the push to the server, not the act of committing code, that gives us that redundancy protection. As long as we remember that we don't have this redundancy until we push, and make those pushes part of the requirements of our workflow, I think the benefits of frequent local commits greatly outweigh any additional risk.

As to the other two items on my list, I have already learned a lot from both working with Rob and in working toward implementing the optimization solution. Even though we've only been working on this for a few days, and have had only 1 pairing session to this point, I feel quite confident that both the community and I will get great benefit from these projects.

In my next post, I'll discuss what these projects are, and how we plan on implementing them.

One thing I've noticed during my 30 years in software engineering is that everything old eventually becomes new again. If you have a particular skill or preferred methodology that seems to have become irrelevant, just wait a while, it is likely to return in some form or another. In this case, it seems that recent announcements by Microsoft about how developers will be able to leverage the power of Cortana, are likely to revitalize the need for text processing as an input to the apps we build.

At one time, many years ago, we had two primary methods of letting the computer know what path we wanted to take within an application; we could select a value from a displayed (textual) menu, or, if we were getting fancy, we could provide an input box that the user could type commands into. This latter technique was often the purview of text-only adventure games and inputs came in the form "move left" and "look east". While neither of these input methods was particularly exciting or "natural" to use today's parlance, it was only text input that allowed the full flexibility of executing nearly any application action from any location. Now that Microsoft has announce that developers on Windows Phone, and likely other platforms, will be able to leverage the platform's built-in digital assistant named "Cortana" and receive inputs into their applications as text input translated from the user's speech (or directly as text typed into Cortana's input box) it makes sense for us to start thinking about our application inputs in this way again. That is, we want to consider, for each action a user might take, how the user might trigger that action by voice command.

It should be fairly easy to shift to this mindset if we simply imagine, on our user interfaces, a text box where the user could type a command to the app. The commands that the user might type into this box are the commands we need to enable using the provided speech input APIs. If we start thinking about inputs in this way now, it might help to shape our user interfaces in ways that make speech input more natural, and our applications more useful, in the coming years. Of course, this also gives us the added benefit of allowing us to reuse our old text parsing skills from that time when we wrote that adventure game…